regulatory-reporting
(22)
EdgarAgents makes the deadline business personal
The SEC filing specialist puts Word documents, financial data and human judgment on the same production line. Its pitch is faster proofs. Its real test is trust.
Inovaare wants the audit to be a non-event
A health plan can resolve a complaint and still struggle to prove it did the right thing. Inovaare connects the case, the rule and the evidence - then offers to run the operation, too.
Nasdaq AxiomSL gives every number an alibi
A bank can produce a beautiful report and still struggle to explain its numbers. Nasdaq AxiomSL sells the machinery that makes the explanation survive inspection.
RxLogix and the Trouble Between the Boxes
Drug safety has a paperwork problem with human consequences. RxLogix is betting that connecting the work matters as much as automating it.
PowerPlan and the second life of a power line
A utility can finish building long before its accountants finish the job. PowerPlan has built a business in that expensive interval, turning physical assets into financial records that tax teams and regulators can use.
FE fundinfo and the business of getting the numbers straight
Before a fund reaches an investor, its data has a lot of travelling to do. FE fundinfo has built a business around making sure the same facts survive the trip.
Eurobase and the £250,000 case for less retyping
The software behind insurers and bank dealing rooms rarely gets a curtain call. Eurobase’s customer projects show why joining up the paperwork can matter as much as the next new product.
Clearwater’s $8.4 billion bet on getting the numbers right
Investment accounting made Clearwater indispensable to finance teams. Now, with Enfusion, Beacon and new private owners, it wants a bigger job: connecting the trade to the final report.
FundApps wants to end Wall Street’s duplicated homework
Hundreds of investment firms face the same regulatory puzzles. FundApps built a business around solving them together. Its merger with SteelEye raises a harder question: can the rest of compliance work that way, too?
Xceptor Turns a Million Weekly Emails Into Something Banks Can Trust
Financial operations still run on PDFs, inboxes and spreadsheets. Xceptor has spent two decades making that mess legible, governable and fast - without asking every operations team to become a software team.
ARKK Built a Business Out of the Spreadsheet Jobs Finance Teams Hate
The London software company started by tagging accounts. Sixteen years later, it is turning the Office of the CFO's least forgiving chores into repeatable workflows - one validation check at a time.
The Paperwork Factory Behind 20 Million Investment Documents
Structured products are sold as financial ingenuity. Behind them sits a paperwork problem of industrial scale - and WSD has spent more than 15 years turning that mess into infrastructure.
The Rules Never Stop. Wolters Kluwer Sells the Machinery to Keep Up.
Banks do not buy OneSumX because compliance is delightful. They buy it because a missed filing, stale loan form or unexplained number can be ruinously expensive - and Wolters Kluwer has spent decades turning that anxiety into recurring software revenue.
ESG Book Wants to Turn the Sustainability Questionnaire Into a Shared Ledger
The old ESG market sold answers in black boxes. ESG Book is betting that banks and companies would rather see the workings - and fill out the form only once.
FRDM AI Mapped the Supply Chain's Blind Spots - Then Landed a $10 Million Exit
Justin Dillon moved from anti-slavery films to the unglamorous plumbing of procurement. FRDM's wager was that six billion trade records could reveal what supplier questionnaires miss - and WiseTech decided that wager belonged inside the operating system for global trade.
The Software That Turns Financial Crime Investigators Into Case-Closing Machines
Anti-money-laundering work is where good design goes to die. Hummingbird bet the opposite - that compliance investigators deserve tools as sharp as the criminals they chase.
Pathzero
Pathzero is a Sydney-based climate-tech company that builds a unified software platform for financial institutions to measure, share and disclose carbon emissions across public and private markets. Its data-sharing network connects asset owners with more than 500 fund managers, giving investors direct-from-source, audit-ready emissions data where information has historically been hardest to obtain - private markets. Founded in 2020 inside the Antler incubator, Pathzero has grown into what it describes as the world's largest private-markets carbon emissions data network.
FIA Tech
FIA Tech is the leading technology provider to the global exchange-traded and cleared derivatives industry, owned by a consortium of major clearing firms and the Futures Industry Association. Its platform automates post-trade processing - brokerage calculation and settlement, give-up agreements, reference data, OCR compliance and reconciliation - and its flagship Trade Data Network provides a shared ledger of trading information to bring transparency to fragmented ETD post-trade markets. More than 8,000 futures market participants use its services.
Provable Markets
Provable Markets is a New York-based financial technology company modernizing the securities lending and securities finance markets. Through Aurora, its SEC-registered, vertically integrated Alternative Trading System, it combines encrypted real-time order matching, automated post-trade lifecycle management, and connectivity to central clearing (NSCC CCP) and settlement (DTC) infrastructure. Founded in 2020 by CEO Matthew Cohen and rooted in cryptographic research on secure multi-party computation, the company aims to replace the instant-message-and-spreadsheet workflows of a roughly trillion-dollar market with cloud-native, low-latency, transparent trading.
IdealRatings
IdealRatings is a San Francisco-based financial data and technology company that helps investors screen and rate securities against ESG, responsible-investment, and Shariah-compliance standards. Founded in 2006, it operates two business lines - ESG & Responsible Investment Solutions and Islamic Finance Solutions - covering a global universe of equities, fixed income, REITs and Sukuk. Its subscription, web-based tools and datasets are licensed by asset managers, banks, brokerages, stock exchanges and index providers in over 25 countries, and power benchmarks including the Bloomberg Shariah Sukuk indices and the FTSE IdealRatings Islamic index series.
Essert Inc.
Essert Inc. is a Silicon Valley software company that builds a Declarative AI platform to automate cybersecurity, privacy, and AI-governance compliance for enterprises. Founded in 2022 by a team of serial entrepreneurs, Essert helps publicly traded companies and regulated organizations navigate frameworks like the SEC Cybersecurity Disclosure Rules, CCPA/CPRA, and emerging AI regulation - auto-generating policies, running materiality and risk assessments, monitoring controls, and producing audit-ready disclosure reports.
Workiva
Workiva is a cloud software company that turns the painful, deadline-driven work of regulatory, financial, and sustainability reporting into a connected, audit-ready process. Founded in Ames, Iowa, in 2008 as WebFilings, its platform links data, documents, and people in real time so finance, risk, audit, and ESG teams can collect, manage, and report critical business data with full version control and traceability. Today Workiva serves more than 6,000 organizations - including a large share of the Fortune 500 - and is layering agentic AI across finance, GRC, and sustainability workflows.