broker-dealer
(10)
Eva Sehic
Eva Sehic is the CEO of Lime Trading, a New York agency broker that provides fast, scalable direct market access to US equities and options markets. She stepped into the top job in September 2024 after joining as COO a year earlier, and brings more than two decades of markets experience from Goldman Sachs, Deutsche Bank and Sberbank's New York operation, where she served as COO and CEO. Known for pairing operational discipline with a bet on AI, blockchain and machine learning, she was named Excellence in Innovation winner at the 2024 Markets Media Women in Finance Awards and Vendor Professional of the Year at the 2025 Witad Awards.
Greg Hauw
Greg Hauw is the founder, chairman and CEO of Ohanae, a New York based fintech building regulated infrastructure for tokenized securities. Through Ohanae Securities, an SEC/FINRA registered broker-dealer, he is working to bring blockchain settlement, digital custody and around-the-clock trading to the over-the-counter securities market. A veteran of venture-backed security and networking startups since the late 1990s, Hauw pivoted Ohanae into asset tokenization in 2018 and holds FINRA SIE, Series 82 and Series 24 licenses.
Michael Sanocki
Michael Sanocki is the founder and CEO of RQD* Clearing, a New York-based cloud-native correspondent clearing firm that processes billions of dollars of US equity and options trades daily. An attorney by training who spent years inside the SEC, the ISE options exchange, and Volant Trading before running RQD, he argues that legacy clearing is 'broken' and is rebuilding it in real time on Microsoft Azure.
Prath Reddy
Prath Reddy is the CEO and CIO of Percent, a New York fintech building infrastructure for the $3.5T private credit market. A CFA charterholder and former UBS Investment Bank Director in Debt Capital Markets, he was Percent's first hire in 2018, spent years as President, and stepped into the CEO role in June 2026 when co-founder Nelson Chu moved to Executive Chairman.
Adam Silver
Adam Silver is the co-founder and CEO of Plural (Plural Finance / Plural Energy), a San Francisco startup building a financial operating system for energy infrastructure. Plural tokenizes real-world clean energy assets - solar arrays, batteries, and data centers - turning them into programmable, investable products, and runs a FINRA-member broker-dealer with a transfer agent license. A former Deloitte consultant and ServiceNow product lead, Silver became obsessed with what he calls 'the miracle of lights turning on,' then with the unacceptable difficulty of financing the assets behind it. In September 2025 Plural closed an oversubscribed $7.13M seed round led by Paradigm, bringing total funding to roughly $9.3M, with over $300M in distributed solar and battery assets available for investment.
Steven Woods
Steven Woods is the founder and CEO of Stirlingshire Investments, a New York based, SEC-registered, FINRA-member broker-dealer trying to rewire how financial advisors get paid. He started at 26 with a GED, cold-calling for $500 a day, and grew into an advisor producing millions before walking away to build a 'Hybrid Broker-Dealer' that lets advisors keep 100% of their fees and commissions with zero expenses. His 'advice on demand' model gives clients three choices: trade free, pay only when recommendations make money, or hand over full management. He frames the whole project around one question: 'How do we make this better?'
Steven Wang
Steven Wang is the founder and CEO of dub, a regulated, SEC-registered copy-trading app that lets everyday investors mirror the portfolios of vetted managers, hedge funds, and members of Congress with one tap. A Detroit-area kid who opened a custodial brokerage account in second grade, he sold a VR company at 17, built Apple Watch software at 18, invested out of a Harvard dorm as a Dorm Room Fund partner, then dropped out to launch dub. The company has crossed 1 million downloads and raised about $47 million, including a $30M Series A in May 2025.
Yoshi Yokokawa
Yoshi Yokokawa is the co-founder and CEO of Alpaca, the San Mateo-based API-first brokerage infrastructure company that powers over 300 global fintech partners across 45 countries. A former Lehman Brothers analyst and forex trader turned repeat entrepreneur, Yoshi built Alpaca from a YC W19 startup into a $1.15 billion unicorn after raising a $150 million Series D in January 2026. His vision: a 'Global Financial OS' that makes investing borderless, accessible, and developer-native.
Federico Baradello
Federico Baradello is the Founder and CEO of Finalis, an AI-powered investment banking platform he built from his frustration with a 30-year-old technology stack while executing M&A deals at Kirkland & Ellis. An Argentine-American multilingual attorney with degrees from Princeton, Harvard, LSE, and UC Berkeley, Baradello launched Finalis in 2020 and has grown it into one of the fastest-growing investment banking platforms in history - now powering over 900 bankers across 24 countries with $22.5B+ in closed transactions.
Dusko Kelez
Dusko Kelez is the Peruvian founder and CEO of Hapi App (YC W21), a San Francisco-based fintech that lets anyone in Latin America invest in U.S. stocks and crypto with no broker commissions and no minimums. After leading operations at Grin Scooters across seven countries and noticing that Latin Americans had no easy way to access global markets, he co-founded Hapi in 2020 with engineers Piero Sifuentes and Billy Caballero. Today the platform serves over 500,000 users in 20 countries, has raised $4.3M from Y Combinator and leading investors, and is celebrating milestones on the NASDAQ tower in Times Square.