Profile Financial Profiles turns “the market doesn’t get us” into a seven-part diagnosis • Founded in Los Angeles in 2007 • Investor relations meets public relations •

Company profile / Capital markets communications

Financial Profiles Teaches Wall Street What the Numbers Mean

A Los Angeles firm built a business around a stubborn capital-markets problem: strong companies can still be badly understood. Its answer is part finance, part journalism, and a great deal of disciplined repetition.

September 14, 20269 min read

There is a sentence heard with suspicious regularity in public-company conference rooms: Our stock is undervalued. It is the corporate equivalent of believing the referee has missed the obvious call. Sometimes management is right. Sometimes the market has seen the company perfectly well and simply does not like what it sees. The interesting problem is telling the difference.

Financial Profiles has made a business of that difference. The Los Angeles communications firm works with public companies, private businesses preparing to go public, and asset managers. Its advisers write earnings scripts and investor decks, study trading and peer valuations, find investors, pitch reporters, rehearse executives, prepare crisis plans and explain transactions. The common product is not publicity. It is comprehension.

A firm born just as the easy story ended

Moira Conlon started Financial Profiles in 2007. She had been an investment banker at Merrill Lynch, spent 12 years helping to build Financial Relations Board into a large investor-relations agency, and later worked at Abernathy MacGregor. When Financial Relations Board was sold, Conlon and several experienced colleagues saw room for a smaller senior team with a simple promise: experienced people would do the work, not merely win it.

Moira Conlon, founder and CEO of Financial Profiles
Founder / translator-in-chiefMoira Conlon came to corporate storytelling by way of investment banking. It explains why the verbs matter, but the numbers get the final edit.Official company portrait of Financial Profiles’ founder and CEO.

The timing was instructive. The credit crisis arrived, markets convulsed, and cheerful corporate narratives became difficult to sustain. Conlon later said the recession helped form the belief that every company has a story to tell in good times and bad. The bad-times clause is the important one. When results deteriorate or a deal wobbles, audiences stop rewarding polish and start testing credibility.

“Investor relations used to be a nice-to-have, and now it’s a must-have with a strategic and critical role.”Moira Conlon

Seven places where value can go missing

The firm’s most revealing service is ValueView360, a valuation-gap assessment for small- and mid-cap public companies. It begins by refusing the most convenient answer. Weak messaging may be the problem, but so might thin analyst coverage, a concentrated shareholder base, muddled capital allocation, disappointing operations or simple trading mechanics. Financial Profiles reviews seven areas and returns a report, consultation and prioritized plan.

The 360° inspectionDiagnosis before prescription
01Business performanceIs execution supporting the claim?
02Trading dynamicsHow does the stock actually behave?
03Wall Street sponsorshipWho covers, owns and advocates?
04Capital allocationDo investors trust the choices?
05Market perceptionWhat does the audience believe?
06CommunicationsIs the thesis clear and consistent?
07Market + media visibilityCan the right people find the story?

This is where Financial Profiles differs from a conventional publicity shop. Its team biographies include former bankers, buy-side investors, journalists and in-house IR leaders. One senior counselor previously managed a fixed-income portfolio spanning more than 75 companies. Another spent over two decades leading investor relations at Tyson Foods. The mixture allows the firm to ask whether the story is persuasive and whether the spreadsheet underneath it survives inspection.

The first failure was the market’s old mental model

Consider an anonymized small-cap building-systems company in a Financial Profiles case study. A new CEO had arrived. The business had shifted. Performance was strong. But Wall Street still carried an outdated picture of the company. The firm rebuilt the investment thesis for generalist investors, replaced core materials, set progress markers, targeted investors and analysts, trained executives and ran a media program.

A second case makes the mechanism easier to see. An engineering-services company had completed a transformation that the market had not priced in. Two years after an assessment and integrated program, Financial Profiles says the stock price and market value had nearly doubled, institutional ownership had risen nearly 30%, and sell-side coverage changed from two firms to five.

2→5Sell-side firms
≈2×Market capitalization
+30%Institutional ownership

The sequence matters. Perception studies and competitive analysis changed the firm’s mind about what needed fixing; then came a sharper thesis, better disclosure, long-term targets, investor targeting and media visibility. More noise was not the answer. A more testable story was.

Retainers, projects and the price of being misunderstood

Financial Profiles is a privately held professional-services business. It does not publish prices. Clients can buy the ValueView360 assessment, implement the recommendations themselves, or retain the firm for some or all of the follow-on work. Other assignments range from an IPO or merger project to an ongoing investor-relations and public-relations program.

The customer list stretches from public-company names such as BlackRock, C3.ai, UBS, STORE Capital, RGP and Calavo to unnamed community banks, utilities, asset managers and climate-tech companies. The firm operates nationally, with people in Los Angeles, New York, Chicago and the San Francisco area. Its own team page lists 19 people, while commercial database estimates run higher. This remains a specialist shop, not an army.

Its competitors include large financial-communications firms such as ICR, FGS Global, Brunswick, Joele Frank and Kekst CNC, along with internal IR teams. Financial Profiles’ pitch is integration: the same senior group can translate for analysts, reporters, employees and boards. That is useful during an IPO, a merger, an activist approach or a crisis, when slightly different stories can quickly become a credibility problem.

The part worth borrowing

  1. Ask investors and analysts what they believe before rewriting the message.
  2. Compare that perception with management’s intended investment thesis.
  3. Separate operating, trading, sponsorship and visibility problems.
  4. Rank the gaps, assign evidence and choose progress markers.
  5. Make earnings, investor, media and employee communications agree.

The method has limits. It works when a company has a defensible strategy, executives willing to hear unwelcome feedback and enough time for repeated proof. It works poorly when performance contradicts the message, management treats disclosure as decoration, or a board expects a communications firm to manufacture demand. A better explanation can reduce confusion. It cannot turn weak economics into strong economics.

That caveat may be the company’s most credible idea. Markets are not perfectly wise, but neither are they endlessly persuadable. Between those facts sits a modest, valuable craft: finding the part of the business that is true, material and misunderstood, then explaining it until the right audience can repeat it without help.