sec-compliance
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The Compliance Team That Never Sleeps, Built by People Who Hated Compliance
Three founders got tired of babysitting their own robo-advisor's SEC paperwork, so they built the tool they wished existed. Now 500+ firms run their audits through it.
Greenboard
Greenboard is a New York-based regtech company building an AI-native compliance platform for SEC- and FINRA-regulated financial firms. Founded in 2023 by Dave Feldman and Ed Schembor, the company consolidates communications archiving, employee and firm compliance, marketing review, vendor diligence and books-and-records into a single system, with an 'expert-in-the-loop' AI layer called GreenboardGo. Backed by Base10 Partners, Y Combinator and General Catalyst, Greenboard has raised $20M total and serves more than 500 financial institutions.
Dave Feldman
Dave Feldman is the co-founder and CEO of Greenboard, a New York-based company building an AI-native operating system for financial compliance. A Johns Hopkins-trained engineer who previously led product work at Guideline and a Hive AI joint venture with Bain & Company, Feldman started Greenboard in 2023 with college friend Ed Schembor after seeing how badly financial firms struggled with fragmented, dated compliance tools. Greenboard went through Y Combinator's Winter 2024 batch and has raised $20 million total, including a $15.5M Series A led by Base10 Partners, with more than 500 financial institutions running their compliance programs on the platform.
Dave Hendricks
Dave Hendricks is the co-founder and CEO of Vertalo, an Austin-based platform that acts as an SEC-registered transfer agent and tokenization engine for real-world assets. He has spent close to a decade building infrastructure to turn illiquid private securities into compliant, transferable digital assets. A serial entrepreneur, he previously co-founded LiveIntent, the programmatic email advertising platform, and helped build CheetahMail into the world's largest email service provider before its 2004 sale to Experian. Earlier he ran the worldwide relationship between Arthur Andersen and Oracle and worked on large securitization projects. He is known for a pragmatic, institution-focused view of crypto and a habit of dismissing hype cycles in favor of durable financial plumbing.
Jamil Khatri
Jamil Khatri is the Co-Founder and CEO of Uniqus Consultech Inc., a tech-enabled global consulting firm he launched in September 2022 after nearly 27 years at KPMG. A rare dual-qualified Indian CA and US CPA, Khatri spent decades pioneering accounting advisory in India, scaling KPMG's global Accounting Advisory Services to a $1 billion practice with 4,000+ consultants before striking out on his own. Uniqus has since grown to 700+ professionals, raised $42.5 million across four funding rounds including a $20 million Series C in April 2025, and serves blue-chip clients from HDFC Bank to Grammarly - with an IPO and $500 million revenue target firmly on the horizon.