sec-compliance
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Mina Mar Group and the Tiny Door Into the Public Markets
For twenty years, Mina Mar Group has worked a peculiar corner of finance: the small company that wants public-market access but cannot hire an investment bank to solve every problem. Its product is less a security than a sequence - filings, accountants, lawyers, market makers, investors and, sometimes, a public shell - arranged in the right order.
The Compliance Team That Never Sleeps, Built by People Who Hated Compliance
Three founders got tired of babysitting their own robo-advisor's SEC paperwork, so they built the tool they wished existed. Now 500+ firms run their audits through it.
Greenboard
Greenboard is a New York-based regtech company building an AI-native compliance platform for SEC- and FINRA-regulated financial firms. Founded in 2023 by Dave Feldman and Ed Schembor, the company consolidates communications archiving, employee and firm compliance, marketing review, vendor diligence and books-and-records into a single system, with an 'expert-in-the-loop' AI layer called GreenboardGo. Backed by Base10 Partners, Y Combinator and General Catalyst, Greenboard has raised $20M total and serves more than 500 financial institutions.