finra
(5)
The Bank That Would Rather Have One Client Than a Hundred
Founded by dealmakers who left Morgan Stanley and TPG, Incentrum Group built a merchant bank around a contrarian idea - take fewer clients, own the advice, and put your own money where your counsel is.
CMP.LY
CMP.LY is a New York-based social media technology company founded in 2009 to solve a then-new problem: how brands, agencies and influencers disclose material connections in compliance with FTC, FINRA, SEC and FDA rules. Its patented system of short disclosure URLs, codes and icons let marketers signal endorsements, paid posts and reviews inside a tweet or Facebook post while linking to full, audit-ready disclosures. In 2013-2014 the company expanded into monitoring, measurement and insights and rebranded its platform as CommandPost, serving Fortune 100 financial services, automotive and consumer brands.
Provable Markets
Provable Markets is a New York-based financial technology company modernizing the securities lending and securities finance markets. Through Aurora, its SEC-registered, vertically integrated Alternative Trading System, it combines encrypted real-time order matching, automated post-trade lifecycle management, and connectivity to central clearing (NSCC CCP) and settlement (DTC) infrastructure. Founded in 2020 by CEO Matthew Cohen and rooted in cryptographic research on secure multi-party computation, the company aims to replace the instant-message-and-spreadsheet workflows of a roughly trillion-dollar market with cloud-native, low-latency, transparent trading.
Stirlingshire
Stirlingshire is a New York-based financial services company building an advisor-first investment platform. Operating through SEC-registered, FINRA-member subsidiaries Stirlingshire RIA LLC and Stirlingshire BD LLC, it offers a full-service broker-dealer and advisory model with a sharp twist: advisors keep 100% of their asset-management fees and commissions with zero firm expenses and permanent work-from-home flexibility, while clients can self-direct at zero commission and call on a professional advisor only when they want one. Founded in 2020 by Steven Woods, the firm pitches a 'third way' between fully managed portfolios and pure DIY investing.
Venn
Venn is a New York cybersecurity company that secures remote and hybrid work on personal, unmanaged, or contractor-owned computers. Its patented Blue Border technology installs a lightweight agent that creates a company-controlled Secure Enclave on any Windows or Mac machine - work apps run locally inside a literal blue border where data is encrypted and isolated from personal use, with no virtual desktop, no remote session, and no shipped laptop required.