finra-compliance
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Thomas Stewart Is Teaching Compliance to Keep Up With AI
After living the paperwork inside an SEC-registered investment adviser, the mathematician-turned-founder built Hadrius to give compliance teams leverage without handing judgment to a machine.
The Compliance Team That Never Sleeps, Built by People Who Hated Compliance
Three founders got tired of babysitting their own robo-advisor's SEC paperwork, so they built the tool they wished existed. Now 500+ firms run their audits through it.
Greenboard
Greenboard is a New York-based regtech company building an AI-native compliance platform for SEC- and FINRA-regulated financial firms. Founded in 2023 by Dave Feldman and Ed Schembor, the company consolidates communications archiving, employee and firm compliance, marketing review, vendor diligence and books-and-records into a single system, with an 'expert-in-the-loop' AI layer called GreenboardGo. Backed by Base10 Partners, Y Combinator and General Catalyst, Greenboard has raised $20M total and serves more than 500 financial institutions.