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Vol. II — No. 184Remarkable People · Exceptional CompaniesToday's Edition

communications-surveillance

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AllCompaniesPeopleStoriesProducts
Company
MCO and the expensive art of joining the dots
Fintech · Saas · Enterprise

MCO and the expensive art of joining the dots

A trade, a gift, a private conversation: each can look innocent on its own. MyComplianceOffice is building a business around what happens when a financial firm sees them together.

regtech · financial-servicesRead →
Company
The Compliance Team That Never Sleeps, Built by People Who Hated Compliance
Ai · Fintech · Saas

The Compliance Team That Never Sleeps, Built by People Who Hated Compliance

Three founders got tired of babysitting their own robo-advisor's SEC paperwork, so they built the tool they wished existed. Now 500+ firms run their audits through it.

compliance · regtechRead →