broker-dealers
(2)Company
Company
Ai · Fintech · Saas
The Compliance Team That Never Sleeps, Built by People Who Hated Compliance
Three founders got tired of babysitting their own robo-advisor's SEC paperwork, so they built the tool they wished existed. Now 500+ firms run their audits through it.
compliance · regtechRead →
Ai · Fintech · Saas
Greenboard
Greenboard is a New York-based regtech company building an AI-native compliance platform for SEC- and FINRA-regulated financial firms. Founded in 2023 by Dave Feldman and Ed Schembor, the company consolidates communications archiving, employee and firm compliance, marketing review, vendor diligence and books-and-records into a single system, with an 'expert-in-the-loop' AI layer called GreenboardGo. Backed by Base10 Partners, Y Combinator and General Catalyst, Greenboard has raised $20M total and serves more than 500 financial institutions.
compliance-software · regtechRead →