# Tidal Financial Group

> Tidal Financial Group provides ETF strategy, launch, governance, compliance, operations, trading, marketing, and distribution support for asset managers, advisers, and institutions. Founded in 2012, it reported 465+ ETFs, 110+ issuers and sponsors, and $62bn+ in assets under management as of September 30, 2026.

- **Founded:** 2012
- **Headquarters:** New York, United States
- **Founders:** Guillermo Trias (Co-Founder and Executive Chairman), Michael Venuto (Co-Founder), Eric Falkeis (Co-Founder and Chief of Operations; joined in 2018 to build Tidal ETF Services), Dan Carlson (Co-Founder; former Chief of Staff)
- **Products:** Strategy and Product Planning, Trust and Board Management, Fund Management and Operations, Regulatory and Compliance Services, Portfolio Management and Trading
- **Notable:** Company-reported 465+ ETFs and 110+ issuers and sponsors as of September 30, 2026., Company-reported $62bn+ AUM and separately $79bn+ total assets under service as of September 30, 2026., FTV-led $32 million growth equity investment announced in October 2022.

## Products & services

- **Strategy and Product Planning** — ETF concept development, product structuring, and launch planning.
- **Trust and Board Management** — Trust administration and fund governance support.
- **Fund Management and Operations** — Administrative, financial, and operational coordination.
- **Regulatory and Compliance Services** — Support for regulatory filings, fund compliance, and oversight.
- **Portfolio Management and Trading** — Portfolio implementation and trading execution services.
- **Marketing and Research** — ETF lifecycle marketing, market research, and industry KPI reports.
- **Sales and Distribution Support** — Resources to support asset gathering and distribution.
- **Fund and SMA Conversions** — Support for mutual-fund-to-ETF and eligible Section 351 SMA conversions.

## Achievements

- Company-reported 465+ ETFs and 110+ issuers and sponsors as of September 30, 2026.
- Company-reported $62bn+ AUM and separately $79bn+ total assets under service as of September 30, 2026.
- FTV-led $32 million growth equity investment announced in October 2022.
- 2025 recapitalization with Insignia Capital Group.

## Latest updates

- **2026-10** — October 12 industry KPI report counted 5,712 ETFs in its database and $16.5 trillion in assets.
- **2026-09** — September 30 platform snapshot: 465+ ETFs, 110+ issuers and sponsors, $62bn+ AUM, $79bn+ total assets under service.
- **2026-01** — Gavin Filmore became CEO effective January 1; Guillermo Trias became Executive Chairman.
- **2025-09** — Tidal Investments announced recapitalization with Insignia Capital Group.

## Links

- Website: https://tidalfinancialgroup.com/
- LinkedIn: https://www.linkedin.com/company/tidalfg
- Twitter/X: https://x.com/tidalfg
- YouTube: https://www.youtube.com/@tidalfinancialgroup

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Profile page: https://yespress.io/tidal-financial-group
Published by YesPress — https://yespress.io
Last updated: 2026-10-23