# Hadrius

> Hadrius is a New York regtech startup building AI-native compliance software for SEC- and FINRA-regulated financial firms. Founded in 2023 by the team behind the robo-advisor Quantbase, it runs communications surveillance, trade monitoring, marketing review, firm oversight and archiving through one system of agentic modules. The company says it now supports 500+ financial institutions and raised a $22M Series A led by CRV in July 2026.

- **Founded:** 2023
- **Headquarters:** New York, United States
- **Founders:** Thomas Stewart (Co-founder & CEO), Allen Calderwood (Co-founder & CTO), Som Mohapatra (Co-founder & COO)
- **Team size:** ~83 employees
- **Products:** Communications Oversight & Archiving, Trade Monitoring, Marketing Review, Firm Oversight, Employee & Branch Oversight
- **Notable:** 2025 Global Tech Award winner in the RegTech category, Grew to 500+ financial institutions and roughly $5T in assets under compliance management within three years, $22M Series A led by CRV (July 2026); ~$27M raised in total across seed and Series A

## Products & services

- **Communications Oversight & Archiving** — AI-driven surveillance and WORM-compliant archiving across 30+ channels, including email, messaging and, via a 2026 integration, enterprise AI chat like ChatGPT and Claude.
- **Trade Monitoring** — Personal trade monitoring, pre-clearance and conflict-of-interest detection for employees and firms.
- **Marketing Review** — Pre-publication review of marketing and advertising against SEC/FINRA marketing rules, cutting review time from days to minutes.
- **Firm Oversight** — Automates supervisory documentation for SEC Rule 206(4)-7 and FINRA Rules 3110/3120/3130, including risk assessments, testing and annual reviews.
- **Employee & Branch Oversight** — Attestations, employee oversight and branch-inspection workflows in one dashboard.
- **Context IQ & Agentic Workflows** — Turns a firm's policies and data into connected compliance intelligence, with AI agents that prioritize risk, run testing and surface decisions for human review.

## Achievements

- 2025 Global Tech Award winner in the RegTech category
- Grew to 500+ financial institutions and roughly $5T in assets under compliance management within three years
- $22M Series A led by CRV (July 2026); ~$27M raised in total across seed and Series A
- Selected as a launch integration for Anthropic's Claude Compliance API
- SOC 2 compliant

## Latest updates

- **2026-07** — Raised a $22M Series A led by CRV, bringing total funding to roughly $27M, to scale agentic compliance infrastructure.
- **2026-07** — Added Claude to its communications archive as a launch integration for Anthropic's Claude Compliance API.
- **2026** — Repositioned around 'AI-native' infrastructure with Context IQ and Agentic Workflows across six compliance modules.
- **2025-01** — Launched its Firm Oversight solution automating SEC Rule 206(4)-7 and FINRA Rule 3110/3120/3130 documentation.
- **2025** — Named a 2025 Global Tech Award winner in RegTech.

## Links

- Website: https://www.hadrius.com
- LinkedIn: https://www.linkedin.com/company/hadrius
- Twitter/X: https://x.com/HadriusAI

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Profile page: https://yespress.io/hadrius
Published by YesPress — https://yespress.io
Last updated: 2026-08-19