# Domenic Miele

> Domenic Miele is the CEO and chief compliance officer of Alto Securities and ST Invest, and chief compliance officer of Alto Solutions. His career has run through the operational core of alternative investing: daily securities valuation, due diligence, investor relations, capital-raising infrastructure, and broker-dealer supervision. He spent roughly a decade at Stonehaven, led compliance at Yieldstreet Markets, briefly worked at Chardan Capital Markets, and joined the Alto group in January 2026.

- **Role:** CEO & Chief Compliance Officer at Alto Securities and ST Invest; Chief Compliance Officer at Alto Solutions
- **Organizations:** Alto Securities, ST Invest, Alto Solutions, Chardan Capital Markets, Yieldstreet Markets, Cadre, Stonehaven, Legg Mason
- **Education:** B.A. in Finance, Iona College
- **Known for:** Built more than twenty years of experience across alternative-investment operations and compliance., Advanced from hands-on securities valuation and operational work to combined CEO and chief compliance officer roles., Passed the FINRA Series 7, 24, 31, and 63 examinations, the Securities Industry Essentials examination, and the Operations Professional qualification examination.

## Career timeline

- **Before 2012** — Worked in operations, due diligence, and investor relations at boutique investment organizations, including an operations associate role with Legg Mason's Security Master Fund conducting daily valuations across equities, fixed income, and derivatives.
- **2012** — Joined Stonehaven to expand operational capabilities; FINRA records later describe his role as director of compliance and operations.
- **2022** — Joined Yieldstreet Markets, where FINRA employment history lists him as CEO and chief compliance officer through October 2025.
- **2023** — A Cadre private-placement memorandum identified him as chief compliance officer, responsible for compliance with laws, regulations, policies, and procedures.
- **2025** — Served briefly as director and senior compliance officer at Chardan Capital Markets from October 2025 to January 2026.
- **2026** — Became CEO and chief compliance officer of Alto Securities and ST Invest, and chief compliance officer of Alto Solutions.

## Achievements

- Built more than twenty years of experience across alternative-investment operations and compliance.
- Advanced from hands-on securities valuation and operational work to combined CEO and chief compliance officer roles.
- Passed the FINRA Series 7, 24, 31, and 63 examinations, the Securities Industry Essentials examination, and the Operations Professional qualification examination.
- Held a Field Examiner Certificate issued by the Commercial Finance Association.
- FINRA's report lists registrations through Alto Securities and ST Invest and no disclosure events as of the report reviewed.

## Latest updates

- **2026-05** — Registered with ST Invest, where his reported role is CEO and chief compliance officer.
- **2026-01** — Joined Alto Securities as CEO and chief compliance officer and Alto Solutions as chief compliance officer.

## Links

- Website: https://altoira.com
- LinkedIn: http://www.linkedin.com/in/domenic-m-30059814
- Twitter/X: https://www.twitter.com/investwithalto/
- Facebook: https://www.facebook.com/investwithalto/

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Profile page: https://yespress.io/domenic-miele
Published by YesPress — https://yespress.io
Last updated: 2026-09-27