# ComplySci

> ComplySci, founded in 2003 as Compliance Science, provides employee compliance technology for financial services firms. Now marketed as the Comply Platform within COMPLY, it connects personal trading surveillance, codes of ethics, certifications and conflict disclosures with broker data feeds, configurable rules and audit records.

- **Founded:** 2003
- **Headquarters:** New York, United States
- **Founders:** Mitchel Kraskin (Co-founder; former CEO), Michael D'Angelo (Co-founder; former COO)
- **Products:** Comply Platform (formerly ComplySci), Personal Trading Control Center, ComplySci mobile app, Compliance Control Room and Conflict Checking, illumis
- **Notable:** Announced approximately $120 million of growth capital from K1 in June 2021., Acquired NRS and illumis in October and November 2021, respectively., United with RIA in a Box, NRS and illumis under the COMPLY parent brand in 2022.

## Products & services

- **Comply Platform (formerly ComplySci)** — Cloud-based employee and firm compliance monitoring with personal trading, conflicts, certifications, analytics and audit trails.
- **Personal Trading Control Center** — Historical flagship software for organizing, supervising and archiving employee personal trading activity.
- **ComplySci mobile app** — Mobile trade-preclearance submission and supervisor approval or denial.
- **Compliance Control Room and Conflict Checking** — Connect firm and employee activities to identify potential conflicts and market abuse.
- **illumis** — COMPLY portfolio political-contribution data and monitoring product; acquired by ComplySci in 2021.
- **Managed services** — COMPLY support for code-of-ethics administration, broker-feed maintenance and regulatory filings.
- **ComplyAI MCP Server** — COMPLY group product connecting authorized AI workflows to compliance intelligence and actions with platform audit logs.

## Achievements

- Announced approximately $120 million of growth capital from K1 in June 2021.
- Acquired NRS and illumis in October and November 2021, respectively.
- United with RIA in a Box, NRS and illumis under the COMPLY parent brand in 2022.
- ComplySci reported a 2022 Private Equity Wire Best New Solution Provider award and an Inc. 5000 appearance.
- COMPLY reported 2025 U.S. FinTech Awards RegTech of the Year recognition.

## Latest updates

- **2025-10** — COMPLY acquired UK-based Trailight, adding conduct, competence and accountability capabilities.
- **2026-04** — Trailight products rebranded as Comply Accountability, Comply Conduct and Comply for T&C.
- **2026-04** — COMPLY announced its ComplyAI MCP Server for custom AI compliance workflows.

## Links

- Website: https://www.comply.com/products/complysci/
- LinkedIn: https://www.linkedin.com/company/complysci/
- Twitter/X: https://twitter.com/complysci
- YouTube: https://www.youtube.com/@COMPLYwithConfidence
- Facebook: https://www.facebook.com/compliancescience

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Profile page: https://yespress.io/complysci
Published by YesPress — https://yespress.io
Last updated: 2026-10-05